Date |
Company/Course/Event |
Description |
Location |
Length |
1992 |
University of Illinois at Chicago |
Upper level Finance courses |
Chicago, IL |
5 Years |
1994 |
Smith Barney |
Intern Training |
Chicago, IL |
3 Months |
1997 |
|
|
|
|
|
Paine Webber |
Initial Advisor Training: Series |
Weehawken, NJ |
6 Months |
|
Dearborn |
Series 7, 63, 65 & Life Insurance Exam |
Aventura, FL |
3 Months |
1998 |
Paine Webber |
Equities & Bond Strategies Showcase |
Key Largo, FL |
3 Days |
2000 |
Lasalle Bank |
Fixed Income Symposium |
Boca Raton, FL |
1 Day |
2001 |
Wachovia Securities |
Financial Advisor Training |
Richmond, VA |
1 Week |
2002 |
Wachovia Securities |
Advancement Institiute |
Houston, TX |
4 Days |
2003 |
|
|
|
|
|
University of Miami |
Graduate Business Courses |
Coral Gables, FL |
|
|
Wachovia Securities |
Top Advisor Council Educational Workshops |
Key Biscayne, FL |
4 Days |
|
Bill Good Marketing |
Practice Management |
Salt Lake City, UT |
4 Days |
|
M & O Marketing |
Advanced Insurance Product Training |
Detroit, MI |
4 Days |
|
RD Marketing Group |
Advanced Insurance Product Training |
Pittsburgh, PA |
3 Days |
|
Learning Institute for Financial Executives |
Distribution Planning |
Dayton, OH |
2 Days |
|
Covenant Reliance Producers |
Senior Financial Planning |
Nashville, TN |
3 Days |
|
Senior Expo |
Senior Financial Planning |
Orlando, FL |
2 Days |
|
Raymond James Fin Svcs |
National Conference |
Washington DC |
2 Days |
|
Raymond James Fin Svcs |
Small Business Retirement Plans |
Washington DC |
4 Days |
|
Raymond James Fin Svcs |
Introduction to Advanced Markets |
Washington DC |
|
|
Raymond James Fin Svcs |
Annuity Contracts & Annuity Investors |
Washington DC |
|
|
Raymond James Fin Svcs |
Self Directed Qualified Plans |
Washington DC |
|
|
Raymond James Fin Svcs |
Contract Structure & Taxation of annuities |
Washington DC |
|
|
Raymond James Fin Svcs |
Variable Contracts |
Washington DC |
|
|
Raymond James Fin Svcs |
The Fundamentals of Estate Planning |
Washington DC |
|
|
Int'l Assoc. of Registered Financial Consultants |
Achievement of RFC Designation |
|
|
2004 |
|
|
|
|
|
Dearborn Financial Institiue |
Series 9 & 10 (Supervisor License) |
|
4 Months |
|
Learning Institute for Financial Executives |
Distribution Planning |
Dayton, OH |
6 Days |
|
Covenant Reliance Producers |
Senior Financial Planning |
Nashville, TN |
3 Days |
|
Learning Institute for Financial Executives |
Distribution Planning |
Dayton, OH |
2 Days |
|
Web CE |
Life Insurance Concepts |
Coral Gables, FL |
2 Days |
|
Web CE |
Designing Qualified Plans to Meet Employer Objectives |
Coral Gables, FL |
|
|
Raymond James Fin Svcs |
Equities overview |
Coral Gables, FL |
|
|
Raymond James Fin Svcs |
Fixed Income overview |
Coral Gables, FL |
|
|
Raymond James Fin Svcs |
Owners only 401k overview |
Coral Gables, FL |
|
|
Raymond James Fin Svcs |
Private placement Life Insurance |
Coral Gables, FL |
|
|
Raymond James Fin Svcs |
Mutual Funds |
Coral Gables, FL |
|
2005 |
|
|
|
|
|
Learning Institute for Financial Executives |
Comprehensive Financial Plans |
Dayton, OH |
6 Days |
|
Retirement Plan Workshop |
Qualified Plans |
Jacksonville, FL |
3 Days |
|
Learning Institute for Financial Executives |
Comprehensive Financial Plans |
Dayton, OH |
3 Days |
|
Raymond James Fin Svcs |
National Conference |
Chicago, IL |
|
07-19-05 |
Raymond James Fin Svcs |
Understanding the Rollover Market |
Chicago, IL |
4 Days |
|
Raymond James Fin Svcs |
Using Innovative Trust Designs to |
Chicago, IL |
|
|
Raymond James Fin Svcs |
Maximize Wealth Transfer |
Chicago, IL |
|
|
Raymond James Fin Svcs |
Equity Research in My Practice |
Chicago, IL |
|
2006 |
|
|
|
|
|
Professional Education Systems |
Business Entities: Start to Finish |
Dania, FL |
|
01-14-06 |
Raymond James Fin Svcs |
Non-Qualified Retirement Plans |
Tampa, FL |
1 Day |
02-04-06 |
NASD Regulatory Element Requirement |
|
Coral Gables, FL |
2 Days |
|
Raymond James Fin Svcs |
National Conference |
Las Vegas, NV |
|
02-26-06 |
Raymond James Fin Svcs |
Retirement Workshop |
Las Vegas, NV |
4 Days |
|
Raymond James Fin Svcs |
Making Money in a Sideways Market |
Las Vegas, NV |
|
02-27-06 |
Raymond James Fin Svcs |
Qualified Plans & Vas |
Las Vegas, NV |
|
|
Raymond James Fin Svcs |
A Straight Forward & Sensible Approach |
Las Vegas, NV |
|
|
Raymond James Fin Svcs |
to Investing |
Las Vegas, NV |
|
|
Raymond James Fin Svcs |
Small-Business owners and Qualified plans |
Las Vegas, NV |
|
02-27-06 |
Raymond James Fin Svcs |
Portfolio designs and techniques that maximize Returns |
Las Vegas, NV |
|
02-28-06 |
Variable Annuity Specifics |
National Conference |
Las Vegas, NV |
|
|
Qualified Plans & VA's |
National Conference |
Las Vegas, NV |
|
|
Capitas Executive Solutions |
Non-Qualified Retirement Plans |
Coral Gables, FL |
|
|
Raymond James Fin Svcs |
Unauthorized Insurance Entities |
Coral Gables, FL |
|
|
Boston University |
Certified Financial Planner Certificate Education |
Coral Gables, FL |
1.5 Years |
|
Wall Street Instructors |
Wealth Transfer Techniques |
Coral Gables, FL |
|
|
Wall Street Instructors |
Ethics for Insurance Agents |
Coral Gables, FL |
|
|
Advanced Life School |
Distribution Planning |
Tampa, FL |
|
|
Van Kampen Investments |
Due Diligence Meeting |
Chicago, IL |
3 Days |
2007 |
|
|
|
|
|
Ed Slott |
Retirement Plans Workshop |
|
|
|
Advanced Life School |
Distribution Planning |
Tampa, FL |
4 Days |
|
HS Dent Demographics School |
Demographics and Economy Forecasting |
Tampa, FL |
2 Days |
|
FEBSI |
Federal Employee Benefits Training |
Atlanta, GA |
1 Day |
|
FEBSI |
Chartered Federal Employee Benefits Consulant Training |
Atlanta, GA |
2 Days |